Month: September 2015

Global Assoication of Risk Professionals Focus on Cybersecurity

Warren Finkel, Managing Partner of ACE IT Solutions, was recently featured in an article addressing cybersecurity for Risk Professionals. According to the article, “Regulators in the financial services sector have put cyber security front and center on their list of priorities.” In fact, a St. Louis-based investment advisor was recently charged with failing to ensure the…

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SEC Charges Investment Adviser With Failing to Adopt Proper Cybersecurity Policies and Procedures Prior To Breach

The Securities and Exchange Commission announced that a St. Louis-based investment adviser has agreed to settle charges that it failed to establish the required cybersecurity policies and procedures in advance of a breach that compromised the personally identifiable information (PII) of approximately 100,000 individuals, including thousands of the firm’s clients. The federal securities laws require…

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SEC OCIE’s 2015 Cybersecurity Examination Initiative

On September 15, 2015, The SEC has issued another Risk Alert that addresses the SEC’s cyber security examination initiative. The key take away is that OCIE staff will continue its focus on cyber security by conducting examinations of registered broker-dealers and investment advisors. In sharing the key focus areas for the Cybersecurity Examination Initiative, the SEC…

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ACE IT Solutions Nominated For Best IT Security Services for Hedge Funds by HFMWeek

ACE IT Solutions is proud to announce that they have been nominated for two prestigious HFMWeek awards: Best IT Security Service for Hedge Funds Best Outsourced Tech Infrastructure Provider for Hedge Funds The HFMWeek Awards event showcases the leading hedge fund service providers from across the US to reward outstanding performance, service and support provided to the…

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5 Steps to Business Cyber Security Compliance

Just because your business is not subject to HIPAA or PCI regulations does not mean you do not have to worry about compliance and protecting your data from cyber attack. Any business that handles personal identifying information (PII) such as social security numbers, could face losses of up to $2,127 per record* if that data is stolen.…

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Close the gap on cyber security

There is more to cyber security than just preventing attacks. In fact, traditional methods of prevention have proven ineffective. A Forrester study predicts that 60% of businesses will become victims of a security breach in the next year. Even worse, 80% of businesses will experience a security breach and will not be aware of it. This…

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